Director/Senior Director, Financial Reporting and Compliance


  • Direct compliance for external financial and regulatory reporting (federal, state and local regulations, including tax, SEC and Nasdaq) through accurate and timely filings
  • Organize and maintain internal regulatory filing calendar taking into consideration planned corporate events and communicate associated deadlines with all involved parties
  • Effectively partner with financial operations, investor relations and corporate legal teams to ensure external financial and regulatory reporting is complete, correct and aligns with other corporate presentations, press releases, etc.
  • Draft and review disclosures incorporating input from all reviewers and obtaining final approval
  • Productively and efficiently interface and coordinate activities of external auditors and attorneys to enable timely filings; serve as primary contact for external service providers
  • Perform financial planning and analysis (FP&A) including budgeting, forecasting, business/financial spending analysis, internal financial reports, cash forecasts and working collaboratively with functional leaders to generate accurate and timely budget and forecasts
  • Build strong working relationships with all functional leaders to provide strategic and analytical decision support
  • Accountable for the company’s internal controls, policies and procedures to ensure conformance and compliance with US GAAP and other statutory requirements, including Sarbanes-Oxley
  • Identify and resolve accounting and/or financial technical issues including research for tax, SEC and FASB compliance
  • Regularly interact with the Board of Directors and the Audit Committee, including organizing and preparing materials for Audit Committee meetings
  • Organize, coordinate and assist with execution of financing projects, such as capital raising, M&A, joint ventures, etc.
  • Other financial projects as needed
  • Supervise, coach and mentor one direct report.



  • Requires a BS/BA in accounting or related skills
  • CPA earned through public accounting firm experience

Work Experience

  • Minimum 7 years experience in accounting, finance, financial analysis, tax or SEC reporting with at least 4 years in a public company and time in public accounting. Biotechnology experience a plus.

Skills and Capabilities

  • Solid understanding of SEC reporting and disclosure requirements
  • Proven track record with SOX 404 compliance
  • Strong knowledge of GAAP
  • Solid project management ability to coordinate and manage multiple parties to meet deadlines
  • Excellent problem solving and analytical skills to resolve issues creatively and proactively
  • Meets challenges with resourcefulness, generates suggestions for improving work, develops innovative approaches and ideas
  • Experience in developing and implementing financial policies, procedures and initiatives
  • Able to analyze, organize, summarize and articulate complex legal and financial information
  • Able to read and interpret agreements, then implement the relevant provisions of these agreements
  • Capability to interact with different personalities from scientific/clinical staff to administrative staff and from executive level individuals to clerical personnel with mutual respect and cooperation
  • High integrity and honesty
  • Detail-oriented
  • Works accurately and quickly
  • Good organizational skills
  • Good verbal and written communication skills
  • Ability to cope in a changing environment and balance multiple tasks
  • Has a positive attitude about work and providing service
  • Is a team player and leads by example
  • Motivated to learn new areas regardless of direct responsibility
  • Proficient in PC and software, including Excel, Word, Outlook
  • Knowledge of Great Plains accounting software, Equity Edge and Active Disclosure a plus